Team

Alan Picture

Alan Morley

Co-Chair & Mediator
All Focus Groups

Violette Palion

Violette Palion

Co-Chair & Mediator; All Focus Groups
AML Transactions Monitoring SME, Rule 504 Coordinator

Dr. Roman Vichr, PHD

Co-Chair & Mediator
Independent Validation, OCC 2011-2012 Model Risk Framework, Tuning, Optimisation, Risk Modelling, AML & KYC Statistics SME

Peter Wild

Peter Wild, CAMS Audit

Co-Chair
AML, KYC, Sanctions Audit, Testing & Training

Nancy Leo, CAMS, CPA, JD

Co-Chair
AML Audit, Policies & Procedures, Examination & Testing 

IMG_0786

Victor Samuel

Co-Chair
Crypto Currencies Risks & Regulations

default picture

Marco Dubbled

Compliance Technology Engineer

 

default picture

Jarrod Newman, CAMS, JD

AML, Sanctions, Risk Assessment, Transaction Monitoring, Rule 504 Coordinator

 

default picture

Matthew Szymanski

Roundtable Organization and Administration

 

default picture

Volunteer Needed

 

default picture

Volunteer Needed

 

default picture

Volunteer Needed

 

default picture

Volunteer Needed

 

default picture

Volunteer Needed

 

default picture

Volunteer Needed

 

Alan Morley

Adsideo LLC, Catelas, Inc., ForwardThink Group, Sapient, JP Morgan, Bear Stearns, Columbia University

Co-Founder of the Compliance Roundtable Group; Alan Morley has extensive knowledge in the compliance industry. His goal for the Compliance Roundtable events is to have a unrestricted dialogue between peers and professionals.

Alan has extensive experience in financial regulations in the US, UK and elsewhere and is a proven leader in the strategic use of technology to enhance business policies, processes and performance in Global Risk and Compliance (GRC).

Over the last 18 years, he has worked with global banks improving Anti-Money Laundering Transaction Monitoring capabilities, Control Room surveillance, OFAC sanctions filtering, 314a Screening, KYC & Client Remediation processes, Legal Discovery and Regulatory Risk Assessments

logo black

Looking to Volunteer?

Click on the button below to join our organisation, we can’t wait to hear from you!

 

Volunteer

 

Victor Samuel

Victor T. Samuel, JD, MBA, CAMS

Head of the Fintech, Blockchain and Crypto Regulation for the Compliance Roundtable

 

Victor Samuel has over 20 years of regulatory and executive management experience, gained in senior compliance and operational roles with leading financial services companies, regulators, and global consultancies.

Victor provides advisory services to banks, broker-dealers and fintech/crypto startups, where he advises senior management of client firms on how to successfully navigate AML & regulatory challenges, conduct risk assessments, advise on suitability of new products and remediate and optimize compliance management systems.

Victor is a founding member of the International RegTech Association (IRTA). He is a frequent and sought-after speaker at blockchain and cryptocurrency conferences on the implications of AML and regulatory compliance for blockchain and cryptocurrency.

Victor received his Juris Doctor from Brooklyn Law School with a concentration in securities law and is admitted to the bar in New York State. He received his MBA in Finance & Investments from Baruch College and graduated from Hunter College with a Bachelor of Arts in political science and comparative literature. For a complete bio please visit https://www.linkedin.com/in/victor-t-samuel-4a42486/.