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Team | Compliance Roundtable

Team

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Alan Morley

Co-Founder, Co-Chair & Moderator
All Focus Groups

Violette Palion

Violette Palion

Co-Founder, Co-Chair & Moderator; All Focus Groups
AML Transactions Monitoring SME, Rule 504 Coordinator

Dr. Roman Vichr, PHD

Moderator
Independent Validation, OCC 2011-2012 Model Risk Framework, Tuning, Optimisation, Risk Modelling, AML & KYC Statistics SME

Peter Wild

Peter Wild, CAMS Audit

AML, KYC, Sanctions Audit, Testing & Training

Nancy Leo, CAMS, CPA, JD

AML Audit, Policies & Procedures, Examination & Testing

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Victor Samuel

Crypto Currencies Risks & Regulations

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Marco Dubbled

Compliance Technology Engineer

 

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Jarrod Newman, CAMS, JD

AML, Sanctions, Risk Assessment, Transaction Monitoring, Rule 504 Coordinator

 

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Matthew Szymanski

Roundtable Organization and Administration

 

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Volunteer Needed

 

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Volunteer Needed

 

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Volunteer Needed

 

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Volunteer Needed

 

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Volunteer Needed

 

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Volunteer Needed

 

Alan Morley

Adsideo LLC, Catelas, Inc., ForwardThink Group, Sapient, JP Morgan, Bear Stearns, Columbia University

Co-Founder of the Compliance Roundtable Group; Alan Morley has extensive knowledge in the compliance industry. His goal for the Compliance Roundtable events is to have a unrestricted dialogue between peers and professionals.

Alan has extensive experience in financial regulations in the US, UK and elsewhere and is a proven leader in the strategic use of technology to enhance business policies, processes and performance in Global Risk and Compliance (GRC).

Over the last 18 years, he has worked with global banks improving Anti-Money Laundering Transaction Monitoring capabilities, Control Room surveillance, OFAC sanctions filtering, 314a Screening, KYC & Client Remediation processes, Legal Discovery and Regulatory Risk Assessments