Past Events:


June, 2018

Title: AML Compliance Peer Roundtable Presents: “Heightened Expectations for Financial Crimes Compliance Audit”.
Exact Date: Tuesday, 19 June, 2018
Time: 1:30 pm - 4:45 pm
Host: Credit Suisse
Location: Credit Suisse, New York NY
Format: Event Host: Credit Suisse Meeting Type: Compliance Roundtable Peer Discussion (In Person Meeting) Date: Tuesday, June 19th, 2018 Time: 1:30 pm to 4:45 pm Event Location: 11 Madison Avenue, New York, NY 10010 in conference room FL2B AUD B.
In person only - no dial in

February, 2018

Title: AML Compliance Peer Roundtable Presents: “Financial Crimes Technology: Best Practices for AML Transaction Monitoring, Sanctions Screening, & Model Risk Management, Validation and applied use of Artificial Intelligence”
Exact Date: Wednesday, 28 February, 2018
Time: 1:30 pm - 4:45 pm
Host: Morgan Stanley
Location: Morgan Stanley, New York NY
Format: Event Details: Event Host: Morgan Stanley Meeting Type: Compliance Roundtable Peer Discussion (In Person Meeting) Date: Wednesday, February 28th, 2018 Time: 1:30 pm to 4:45 pm Event Location: Morgan Stanley, 1585 Broadway Ave, New York, NY, 10019 - 4th Floor Auditorium
In person only - no dial in

November, 2017

Title: AML Compliance Peer Roundtable Presents: “NYDFS Rule 504 Where Are We Now? Discussion on Best Practices, Challenges & Readiness”
Exact Date: Monday, 27 November, 2017
Time: 1:00 pm - 4:30 pm
Host: BNP Paribas
Location: BNP Paribas, New York NY
Format: Event Details: Event Host: BNP Paribas Meeting Type: Compliance Roundtable Peer Discussion (In Person Meeting) Date: Monday, November 27th, 2017 Time: 1:00pm to 4.30pm Event Location: 787 7th Ave, 9th Floor, New York, NY 10019
In person only - no dial in

 

January 2017

Title: NYDFS Rule 504 – How to get ready and what does it mean to “Successfully Certify” your AML Compliance Programme
Exact Date: Tuesday, 31 January, 2017
Time: 2:00 PM to 5:30 PM
Host: BNP Paribas
Format: In person only – no dial in
Location: New York City – 787 7th Ave, 9th Floor

December 2016

Title: Best Practices in Trade Finance – AML Transaction Monitoring
Exact Date: Tuesday, 31 December, 2016
Time: 2:00 PM to 5:30 PM
Host: Bank of Montreal Singapore
Format: In person only – no dial in
Location: Singapore

October 2016

Title: Heightened Expectations for Financial Crimes Compliance Audit
Exact Date: 
Wednesday, 19 October, 2016
Time: 
2:00 PM to 5:30 PM
Host: 
Credit Suisse
Format:
In person only – no dial in
Location: 
New York City – One Madison Avenue (between 23rd & 24th Street)

June 2016

Title: Innovation in AML Transaction Monitoring and KYC / EDD-CDD Technology & Operations
Exact Date: Tuesday, 21 June, 2016
Time: 2:00 PM to 5:30 PM
Host: Scotia Bank
Format: In person only – no dial in
Location: New York City – 250 Vesey Street, 23rd Floor

March 2016

Title: AML Risk Assessment & Risk-Based AML Transaction Monitoring Programme
Exact Date: Tuesday, 15 March, 2016
Time: 2:00 PM to 5:30 PM
Host: Standard Chartered Bank
Format: In person only – no dial in
Location: New York City

December 2015

Title: Best Practices in AML Transactions Monitoring Scenario Tuning, Optimization, Testing, and Validation
Exact Date: Thursday, 3 December, 2015
Time: 2:30 PM to 5:30 PM
Host: JP Morgan Chase
Format: In person only – no dial in
Location: New York City

November 2015

Title: Best Practices in Correspondent Banking AML Transactions Monitoring
Exact Date: Thursday, 12 November, 2015
Time: 2:30 PM to 5:30 PM
Host: Barclays Capital
Format: In person only – no dial in
Location: New York City – 745 7th Avenue, 4th Floor

June 2015

Title: Heightened Expectations for AML Audit
Exact Date: Thursday, 25 June, 2015
Time: 2:30 PM to 5:30 PM
Host: JP Morgan Chase
Format: In person only – no dial in
Location: New York City

April 2015

Title: Scenario Sun-Set / Scenario De-commissioning Best Practices
Exact Date: Thursday, 16 April, 2015
Time: 2:30 PM to 5:30 PM
Host: Standard Chartered Bank
Format: In person only – no dial in
Location: New York City

January 2015

Title: 2015 Best Practices in AML Transaction Monitoring
Exact Date: Wednesday, 21 January, 2015
Time: 2:30 PM to 5:30 PM
Host: JP Morgan Chase
Format: In person only – no dial in
Location: New York City

October 2014

Title: UK + EMEA Peer Group Meeting – Actimize SAM for AML Transaction Monitoring
Exact Date: Thursday, 23 October, 2014
Time: 2:30 PM to 5:30 PM
Host: Royal Bank of Scotland – London
Format: In person only – no dial in
Location: London

May 2014

Title: Annual AML Compliance Roundtable Meeting
Exact Date: Thursday, 15 May, 2014
Time: 2:30 PM to 5:30 PM
Host: UBS
Format: In person only – no dial in
Location: New York City

October 2013

Title: Best Practices in AML Transaction Monitoring – Actimize Users
Exact Date: Thursday, 17 October, 2013
Time: 2:30 PM to 5:30 PM
Host: Lloyds Bank – London
Format: In person only – no dial in
Location: London

June 2013

Title: Compliance IT – Global / Enterprise Level AML Transaction Monitoring Systems and Operational Challenges
Exact Date: Thursday, 20 June, 2013
Time: 2:30 PM to 5:30 PM
Host: Barclays Capital
Format: In person only – no dial in
Location: New York City

February 2013

Title: Annual AML Compliance Roundtable Meeting
Exact Date: Thursday, 21 February, 2013
Time: 2:30 PM to 5:30 PM
Host: Goldman Sachs
Format: In person only – no dial in
Location: Singapore

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